Amended SFTP upload functionality for short codes and algoIDs – migration of upload processes to the Common Upload Engine (CUE)

Release date: 28 Jun 2021

046/2021 Amended SFTP upload functionality for short codes and algoIDs – migration of upload processes to the Common Upload Engine (CUE)Xetra Circular 046/21

1.   Introduction

Deutsche Börse AG will implement the Common Upload Engine (CUE) as central point of data uploads for the Trading Participants of Frankfurter Wertpapierbörse (FWB®, the Frankfurt Stock Exchange). The CUE is an SFTP server and the respective account management will be performed in the Member Section of Deutsche Börse Group, analogous to the Common Report Engine (CRE).

The currently used SFTP server for short/long code and algoID uploads will be migrated to the CUE.

Therefore, Trading Participants using the current SFTP server are required to migrate their upload processes to CUE with T7 Release 10.0. A parallel operation of CUE and the Axway SFTP server will be granted from 22 November 2021 until 17 December 2021 eob.

The Member Section upload functionality is out of scope for this migration.

2.   Action required

Trading Participants using the SFTP server for their short/long code and algoID uploads need to migrate their upload processes to the CUE with T7 Release 10.0. The respective account management/setup in order to set up the CUE access will be performed in the Member Section of Deutsche Börse Group analogous to the CRE.

Trading Participants shall set up the new CUE “mifid” folder in order to upload their short/long code and algo ID files. The file naming convention for the respective files will change, therefore the Trading Participants need to adapt the file names accordingly.

Please find the CUE and CRE user manuals on the Xetra website www.xetra.com under:

Technology > T7 trading architecture > System documentation > Release 10.0 > Reports

Please note that setup of a new “mifid” folder on the CRE is not required as the reports TR160, TR161, TR162, TR163 and TR166 are provided to the regular market folders, as today.

The new upload solution will be available:

  • in Simulation as part of the T7 Release 10.0 simulation from 13 September 2021
  • in Production from the introduction of T7 Release 10.0 on 22 November 2021.

A parallel operation of CUE and the Axway SFTP server will be granted from 22 November 2021 until 17 December 2021 eob.

3.   Details

In addition to the migration of the upload processes, Trading Participants need to adapt the file name to CUE requirements.

Naming convention for short code and algo ID upload files:

The file name for the two different files will be constructed as follows:

  •     e.g. 88EXTREFDAABCLO20210216XETR.CSV
  •     e.g. 88EXTALGO1ABCLO20210217XFRA.CSV

Trading Participants have to upload separate files per operating MIC. However, if a Trading Participant has multiple memberIDs, one file can cover short codes or algoIDs of all memberIDs.
 

Further information

Recipients:

All Xetra® Members and Vendors

Target groups:

Traders, Technical Contacts, Security Administrators, System Administrators, Nominated Persons, General

Contact:

Your Key Account Manager or client.services@deutsche-boerse.com; for regulatory questions: Regulatory Processing, regulatory.processing@deutsche-boerse.com, 
tel. +49-69-211-1 58 58

Authorised by:

Cord Gebhardt, Annette Czypull (on behalf of the Management Board)