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Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Erschienen am:
01.12.2023

Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

The Goldman Sachs Group, Inc., Wilmington, DE, United States of America (USA)

Deutsche Börse AG
Deutsche Börse AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
01.12.2023 / 11:03 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.


Notification of Major Holdings

1. Details of issuer
Name:Deutsche Börse AG
Street:-
Postal code:60485
City:Frankfurt / Main
Germany
Legal Entity Identifier (LEI):529900G3SW56SHYNPR95

2. Reason for notification
XAcquisition/disposal of shares with voting rights
XAcquisition/disposal of instruments
 Change of breakdown of voting rights
 Other reason:

3. Details of person subject to the notification obligation
Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA)

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.
 

5. Date on which threshold was crossed or reached:
24 Nov 2023

6. Total positions
 % of voting rights attached to shares
(total of 7.a.)		% of voting rights through instruments
(total of 7.b.1 + 7.b.2)		Total of both in %
(7.a. + 7.b.)		Total number of voting rights pursuant to Sec. 41 WpHG
New1.74 %3.36 %5.10 %190000000
Previous notification0.33 %3.66 %3.99 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
ISINAbsoluteIn %
 Direct
(Sec. 33 WpHG)		Indirect
(Sec. 34 WpHG)		Direct
(Sec. 33 WpHG)		Indirect
(Sec. 34 WpHG)
US251542106101103820 %0.06 %
DE0005810055032006280 %1.68 %
Total33110101.74 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right To RecallOpen 1177500.06 %
Right Of UseOpen 2108040.11 %
Call Option21.06.2024 580000.03 %
  Total3865540.20 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Put Option15.03.2024 Physical500000.03 %
Call Warrant31.12.2030 Cash607260.03 %
Swap16.11.2033 Cash1201110.06 %
Forward20.12.2024 Cash568020.03 %
Call Option31.03.2035 Cash16952390.89 %
Future17.12.2032 Cash34813161.83 %
Put Option20.12.2030 Cash5248170.28 %
   Total59890103.15 %

8. Information in relation to the person subject to the notification obligation
 Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
Goldman Sachs Asset Management Holdings LLC%%%
Goldman Sachs Asset Management UK Holdings I Ltd%%%
Goldman Sachs Asset Management UK Holdings II Ltd%%%
Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V.%%%
Goldman Sachs Asset Management Holdings B.V.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs Bank USA%%%
Goldman Sachs Bank Europe SE%%%
-%%%
The Goldman Sachs Group, Inc.%%%
GS Global Markets, Inc.%%%
Goldman Sachs Finance Corp International Ltd%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs (UK) L.L.C.%%%
Goldman Sachs Group UK Limited%%%
Goldman Sachs International Bank%%%
-%%%
The Goldman Sachs Group, Inc.%%%
GS Finance Corp.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs (UK) L.L.C.%%%
Goldman Sachs Group UK Limited%%%
Goldman Sachs International%%%
-%%%
The Goldman Sachs Group, Inc.%%%
GSAM Holdings LLC%%%
Goldman Sachs Asset Management, L.P.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Folio Financial, Inc.%%%
Folio Investments, Inc.%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Murray Street Corporation%%%
Sphere Fundo De Investimento Multimercado - Investimento No Exterior Credito Privado%%%
Sphere Fund%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs & Co. LLC%%%
-%%%
The Goldman Sachs Group, Inc.%%%
The Goldman Sachs Trust Company, National Association%%%
The Goldman Sachs Trust Company of Delaware%%%
-%%%
The Goldman Sachs Group, Inc.%%%
Goldman Sachs Do Brasil Banco Multiplo S/A%%%

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:
Proportion of voting rightsProportion of instrumentsTotal of both
%%%

10. Other explanatory remarks:
 

Date
30 Nov 2023


01.12.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com


Language:English
Company:Deutsche Börse AG
 -
 60485 Frankfurt / Main
 Germany
Internet:www.deutsche-boerse.com
 
 
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