APONTIS PHARMA AG

Information on First Quotation

Description:

New Company (Regulated Unofficial Market)

Segment on First Quotation:

Scale

Transaction Type:

New Issue

Supersector:

Pharma & Healthcare

Sector:

Pharma & Healthcare

Subsector:

Pharmaceuticals

Country:

Germany

Symbol:

APPH

First Trading Day (in current segment; s. CSV at "Download"):

11 May 2021

ISIN:

DE000A3CMGM5

Class:

Bearer shares without par value

Offering Period:

30 Apr 2021 - 06 May 2021

Issuing Method:

Bookbuilding Procedure

Bookbuilding Range:

€ 18.50 - 24.50

Subscription Price:

€ 19.00

First Price:

€ 18.90

Leading Underwriter:

Hauck & Aufhäuser

Underwriter:

Sole Global Coordinator & Joint Bookrunner:
Hauck & Aufhäuser

Joint Bookrunner:
M.M. Warburg & CO

Placement Volume excl. Greenshoe:

€ 87,400,000.00

Placement Volume in Shares excl. Greenshoe:

4,600,000

Placement Volume incl. Greenshoe:

€ 89,627,617.00

Placement Volume of Executed Greenshoe:

€ 2,227,617.00

Placement Volume of New Shares:

2,000,000

Placement Volume of Existing Shares:

2,717,243

Greenshoe in Shares:

690,000

Greenshoe Executed in Shares:

117,243

Priority Allocation:

None

Allocation friends & family:

0.00 %

Capital Stock / Shares on First Quotation:

8,500,000

Total Market Cap on First Quotation:

€ 160,650,000.00

Market Cap (Free Float) on First Quotation:

€ 99,603,000.00

Free Float on First Quotation:

62.00 %

Change First Price compared to Issuing Price:

-0.50 %

Further Information:

The offer comprises 2,000,000 shares from a cash capital increase, 1,600,000 secondary shares in a base deal and 1,000,000 secondary shares from the exercise of an upsize option by the major shareholder Paragon Partners as well as 690,000 secondary shares in connection with an over-allotment option.

Number of Shares in Lockup Period

Shareholder Structure on First Quotation

Company Data